Sfa leveraged foreign exchange trading bxgximp

Sfa leveraged foreign exchange trading

30.11.2020

Brecht32979

Financial services in Singapore: The Securities and Futures Act Leveraged foreign exchange trading; Under the SFA, insider trading is a strict liability offence. The SFA expressly provides Spot Foreign Exchange Contracts for the Purposes of Leveraged Foreign Exchange Trading Spot Foreign Exchange Contracts other than for the Purposes of Leveraged Foreign Exchange Trading spot foreign exchange contracts (whether carried out for the purpose of leveraged foreign exchange trading or otherwise) any life policies and structured deposits; or (BC) any other asset as may be prescribed by regulations made under section 341 of the SFA; or (C) has/have income in the preceding 12 months not less than Applying for CMS licence in fund management through CeL and, where applicable to the applicant’s business model, such additional SFA regulated activities of dealing in securities, trading in futures contracts, and/or leveraged foreign exchange trading.

30 Nov 2018 foreign exchange contracts for purposes of leveraged foreign 1 Under section 2(1) of the SFA, “capital markets products” includes any trading, and such other products as MAS may prescribe as capital markets products.

for trading listed and/or unlisted SIPs such as Exchange Traded Funds (ETFs), Exchange Traded Notes SFA 04-N12 for the definition of SIPs.) Unlisted SIP: CFD /Leverage Products (FX, Indices, and Commodities) (Please tick to open SFA s197 : False trading No person shall create, or do anything that is intended or likely to create, a false or misleading appearance of active trading in any futures contract on a futures market or in connection with leveraged foreign exchange trading, or a false or misleading appearance with respect to the market for, or the price of futures contracts on a futures market or foreign exchange in connection with leveraged foreign exchange trading. SB-2 Leveraged Foreign Exchange Trading . V.2 – 24.01.20 3 . Part 2 of Schedule 5 of the SFO. In broad terms, it means: (i) the act of entering into or offering to enter into, or inducing or attemptingto induce a person to enter into or to offer to enter into, a leveraged foreign exchange contract; (ii) the act of

Capital market products under section 2(1) of the SFA means any securities, futures contracts, contracts or arrangements for the purpose of foreign exchange trading, contracts or arrangements for the purposes of leveraged foreign exchange trading and such other products as MAS may prescribe as capital markets products.

futures contracts, leveraged foreign exchange trading or any combination of these regulated activities; (b) an exempt financial institution in respect of its dealing in securities, trading in futures contracts, leveraged foreign exchange trading or any combination of these regulated activities; An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading, of financial benchmarks and of clearing facilities, and for matters connected therewith. Trading / broking index or commodities futures for clients; Buying / selling futures contracts for clients; Type 3: Leveraged foreign exchange trading: Buying / selling foreign exchange for clients on a margin basis Type 4 Advising on securities Giving investment advice to clients relating to the sale / purchase of securities Notice SFA 04/13-N01 Cancellation Period for Units in Authorised Collective Investment Schemes Sets out the obligations of authorised CIS managers and other relevant persons in relation to a cancellation of the purchase of units in an authorised CIS by an investor. 3. —(1) Subject to paragraph (2), an exempt financial institution dealing in contracts for differences or spot foreign exchange contracts for the purpose of leveraged exchange trading must obtain from its customers margin that meets the minimum margin requirements in respect of each contract for differences or spot foreign exchange contract for the purpose of leveraged exchange trading (as

13 Jun 2018 As leveraged foreign exchange trading is not a current regulated activity of the bank, it is not part of the validation and will not appear in the bank's

An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading, of financial benchmarks and of clearing facilities, and for matters connected therewith.

Spot Foreign Exchange Contracts for the Purposes of Leveraged Foreign Exchange Trading Spot Foreign Exchange Contracts other than for the Purposes of Leveraged Foreign Exchange Trading